The signal
A prospect request arrives with source, consent record, product interest, and jurisdiction.
SYSTEM BLUEPRINT · CONCEPTUAL ARCHITECTURE
Financial services intake
Consent, suitability, recordkeeping, and licensed judgment limit what automation may decide.
Four bounded moves
- 01Verify permitted contact
- 02Collect non-advisory intake facts
- 03Route to an authorized owner
- 04Retain the decision trail
What would be inspected
Review consent, assignment, licensed-owner acceptance, exceptions, and document completeness.